SOC 1 Compliance and Attestation Services
The SOC 1 (System and Organization Controls 1) report, developed by the American Institute of Certified Public Accountants (AICPA), evaluates the effectiveness of internal controls over financial reporting (ICFR). It is crucial for service organizations that process financial transactions or impact client financial statements.
At Shieldbyte Infosec, we help organizations prepare for and achieve SOC 1 Type I and Type II compliance, ensuring robust control environments and audit-ready documentation. Our services align with AICPA Trust Service Criteria to assure financial reporting integrity and operational transparency.
Our team of SOC assurance auditors and risk management professionals assists clients through every stage – from control mapping and documentation to readiness assessment and external audit coordination.
We guide organizations in identifying gaps in governance, process control, and evidence management while strengthening risk mitigation frameworks to meet auditor expectations.
a) SOC 1 Type I assesses the design and implementation of internal controls at a specific point in time.
b) SOC 1 Type II evaluates both the design and operational effectiveness of controls over a defined review period (typically 6–12 months).
We support both Type I and Type II readiness through a structured methodology that ensures control effectiveness, documentation integrity, and audit confidence
Our Approach
Gap Assessment and Readiness Review
Evaluating existing internal control frameworks and identifying gaps against SOC 1 requirements.
Control Mapping and Risk Identification
Mapping controls to key business and financial processes, assessing risks, and defining control objectives aligned with AICPA Trust Criteria.
Process and Policy Documentation
Developing or updating process documentation, risk control matrices (RCMs), and standard operating procedures to ensure audit readiness.
Design Effectiveness Evaluation
Assessing the design and implementation of internal controls at a specific point in time for Type I compliance readiness.
Operational Effectiveness Testing
Performing sample-based control testing over 6–12 months to validate operational consistency and reliability for Type II reporting.
Evidence Collection and Validation
Compiling audit evidence, transaction logs, and control outputs to demonstrate control performance and auditor alignment.
Remediation and Corrective Actions
Advising on corrective measures, control improvements, and documentation enhancements to close identified gaps.
Audit Coordination and Reporting Support
Coordinating with external auditors during examination and supporting the preparation of the SOC 1 attestation report.
Continuous Monitoring and Governance
Establishing ongoing compliance monitoring mechanisms to maintain control effectiveness and readiness for future audits.
Why Choose Shieldbyte Infosec?
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Recognized by the Government of India for security audits.
Proven Expertise
350+ clients across banking, IT, insurance, healthcare, and manufacturing.
End-to-End Support
From scoping to remediation and final certification.
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